Finance, Risk and Compliance

Navigating Targeted Support

Targeted Support is the FCA’s plan to reshape how firms deliver financial guidance. Act now to understand the impact and opportunity.

FS in Focus

Discover the forces driving change in global finance. Our experts unpack the trends and policies you need to watch.

U.S. Treasury Central Clearing

Your path to post trade transformation.

Why banks fail

After a decade of relative calm, a series of sharp and sudden failures hit the banking industry hard. They’ve prompted many post-mortem analyses, discussions, and regulatory recommendations. But are other institutions really taking the lessons learned to heart?

Australian financial services regulation

Australia’s financial services companies face a wave of new regulations requiring a strategic approach.

Four steps to comply with the updated BCBS239 regulations

Banks have spent millions on BCBS239 compliance, but they aren’t yet in the clear. In case you missed it, the ECB recently published new guidance that updates the decade-old regulation. Here are the four actions that we recommend firms take to meet the latest BCBS239 rules.

FCA Skilled Person Reviews (s166)

Baringa is an FCA/PRA section 166 (s166) panellist and has undertaken a wide variety of reviews over recent years.

Using regulatory change as an opportunity to strengthen and rationalise internal controls

As UK regulators plan an Internal Controls and Governance directive, this major insurer seized the opportunity to achieve its long-term ambition.

Helping a large insurer strengthen operational resilience to meet regulatory demands

The FCA and PRA introduced strict rules on operational resilience. One insurer approached us to interpret the rules and implement the changes.

Equipping a UK building society to fight financial crime

How do you create a technology platform that can stay one step ahead of financial criminals?