Finance, Risk and Compliance

The confidence to go beyond compliance

Our goal is to deliver tangible business benefits to you, while keeping both the market and consumers safe. Our risk experts, ex-regulators, and industry specialists
work alongside your risk and compliance teams to achieve outcomes that go beyond compliance. With a track record for effective delivery, we design and deliver bespoke solutions to help unpick regulation and identify and mitigate against financial risk.

Meet our experts Subscribe for insights
  • two cogs

    40% reduction in false screening alerts

    We transformed financial crime safeguards at a UK challenger bank, boosting detection of genuine risks, reducing manual intervention, while cutting false alerts by 40%

  • Dollar sign with rotating arrows

    700bn of client assets protected

    We helped our clients protect over 700bn of their client’s assets by improving controls, creating efficient operating models, enhancing governance, and providing real world training

  • light bulb denoting idea in head

    Cross-border operational resilience transformation

    We partnered with a large US bank to design and assess important business services, securing compliance with UK regulatory requirements and building a more resilient business

Logo background
Financial Times Awards 2025

Financial Times rankings 2025

We have been recognised in the FT survey of leading UK management consultants in the Finance, Risk & Compliance category.

Read more about our FT rankings here

Discover Our Insights

Office workers looking at a laptop

The Mills Review helps to reframe what AGBR is really about

Baringa perspectives on The Mills Review and AI and the future of regulated financial advice

Read more

The Mills Review and financial crime: mind the autonomy gap

Baringa perspectives on The Mills Review and financial crime

Read more

The Mills Review and agentic finance: who governs the AI that arrives?

Most firms spent years learning to govern the AI we build. The Mills Review points at the harder question: who governs the AI that arrives?

Read more
Person holding a smartphone with floating cryptocurrency icons in a digital interface

Webinar: How to prepare for FCA cryptoasset authorisation

Explore how the UK's evolving cryptoasset authorisation regime is reshaping the digital assets landscape and what firms can do now to stay ahead.

Read more
Conceptual image of a man and a woman sitting side-by-side in a sunny, modern environment

Navigating Targeted Support

Targeted Support is the FCA’s plan to reshape how firms deliver financial guidance. Act now to understand the impact and opportunity.

Read more
Business woman looking ahead in front of the US Capitol

U.S. Treasury Central Clearing

Your path to post trade transformation.

Read more
People in a busy city

Why banks fail

After years of calm, sudden bank failures triggered scrutiny and recommendations. But are institutions truly applying the lessons to strengthen resilience?

Read more
Two business people reviewing a document

Australian financial services regulation

Australia’s financial services companies face a wave of new regulations requiring a strategic approach.

Read more

Join the hundreds of industry leaders reading Baringa's insights every month

Subscribe now
Businessman smiling in an office

Explore Our Impact

Group of colleagues having a discussion

FCA Skilled Person Reviews (s166)

Baringa is an FCA/PRA section 166 (s166) panellist and has undertaken a wide variety of reviews over recent years.

Read more
A woman standing up in a group of people pointing with her pen

Using regulatory change as an opportunity to strengthen and rationalise internal controls

As UK regulators plan an Internal Controls and Governance directive, this major insurer seized the opportunity to achieve its long-term ambition.

Read more
Five professionals having a meeting in an office

Helping a large insurer strengthen operational resilience to meet regulatory demands

The FCA and PRA introduced strict rules on operational resilience. One insurer approached us to interpret the rules and implement the changes.

Read more
A woman with glasses looking at a computer screen

Equipping a UK building society to fight financial crime

How do you create a technology platform that can stay one step ahead of financial criminals?

Read more

Connect with our Financial Services team

Contact us

Meet Our Experts

4057

Mandeep Gill

Partner, expert in CFO Advisory

Contact Mandeep
8441

Simon Gray

Partner, expert in Finance, Risk and Compliance

Contact Simon
20259

Christophe Kasolowsky

Partner, expert in CFO Advisory

Contact Christophe
18820

Cat Morris

Partner, expert in Financial Crime Risk Management

Contact Cat
4034

Guy Munton

Partner, expert in Regulatory Compliance

Contact Guy
13681

Greg Pastore

Partner, expert in Finance, Risk and Compliance

Contact Greg
Best Workplaces for Wellbeing Award Great Place to Work UK 2025 Financial Times UK's leading management consultants 2018-2026

Join an award-winning place to work

Explore Careers at Baringa
Female employee with logo background

Is digital and AI delivering what your business needs?

Digital and AI can solve your toughest challenges and elevate your business performance. But success isn’t always straightforward. Where can you unlock opportunity? And what does it take to set the foundation for lasting success?

Find out more