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Insights and News /

01 April 2018 5 min read

Capital Markets Regulatory Guide | Q2 2018

There are a number of key trends affecting the Capital Markets sector in 2018 and looking forward to 2019. There is a need for firms to assess the implications of CSDR and to address the long MiFID II tail to ensure they have strategic rather than tactical solutions in place. There will be need to consider the actions required for FRTB and due consideration given to the technology, data and analytics that will enable Compliance to function in a complex and changing landscape. Other major themes that firms need to consider are the changing role of compliance and the extent to which they need to collaborate with other firms to develop effective technology solutions. 

Baringa’s Finance, Risk and Compliance team specialises in helping firms understand and navigate the spectrum of regulatory milestones and challenges as well as provide insight and solutions addressing key industry trends. We are unique in our ability to bring together these skills within a single team, combining capabilities to bring the very best advisory and delivery services to our clients.

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