Baringa Partners today publishes its 2017 annual CASS survey report.
The survey was launched with more than 50 firms, including investment banks, custodians, and asset and wealth managers, to understand how they are operating in 2017 in light of some significant operational and regulatory challenges. It contained around 80 different questions and recorded detailed information, for example on size of CASS teams, the roles of CASS oversight officers, type of approach used for client money calculation and more.
This summary report covers some of the key themes, including: ongoing industry-level concerns; what firms are doing well; and areas where there is room for improvement.
If you have any questions, or if you would be interested in a follow up conversation and a customised report against our industry benchmark, please don’t hesitate to get in touch.