Finance, Risk and Compliance

Regulatory Change

The effects of the financial crisis continue to be far reaching – financial services organisations, the global markets they operate in, and the regulatory bodies that are responsible for policing them have changed dramatically as a result.
 
Baringa is playing a key role in helping our clients transform their core operations and business strategies to achieve regulatory compliance. With knowledge and expertise of the full breadth of global regulatory reform from Basel III / CRD IV, EMIR, MiFID II, CASS and FRTB in Europe to Dodd-Frank and FATCA in the US, we have extensive experience in helping our clients quickly understand the impact of these regulations across the breadth of their operations. This incorporates:

  • Business strategy
  • Core operational processes and system changes
  • Organisational culture change to mitigate conduct risk
  • Ongoing monitoring and control via internal Management Information and regulatory reporting.

Our extensive pool of expert programme managers have both industry-recognised qualifications, deep functional knowledge and practical experience of delivering complex risk and regulatory transformation. We are meeting evolving regulatory expectations with an innovative approach that delivers efficient, sustainable and scalable regulatory change and compliance.
 
Contact:
enquiries@baringa.com

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