Capital Markets

Risk management and business optimisation in the capital markets

Continuing regulatory scrutiny, capital pressures, reducing margins, budget and cost constraints, are all drivers for capital markets firms assessing their core business strategies and transforming their front-to-back business models from client strategy, conduct and culture, to technologies and operations.

Attitudes to business management are changing:

  • Old strategic business decisions are being made requiring pragmatic design and execution of efficient operating models
  • Successive waves of regulation concerning capital, conduct and practice in capital markets is dominating the agenda, introducing new data and process transformation demands
  • Capacity creation, cost take-out and reducing complexity are must have benefits across every team and every process.
These external pressures heighten operational risks and inefficient businesses will find it hard to respond fast.
Our approach is to focus on specific outcomes that directly address the broad spectrum of business critical challenges which include:
  • Leveraging emerging FinTech and digital technologies, while managing the reality of upgrading or rationalising IT platforms
  • Balancing the varying demands of global and regional customers, with the need to optimise the profitability of individual asset classes and business units
  • Embedding consistent cultural change, against a backdrop of political, economic and regulatory change and uncertainty.

We work with our clients around the globe with an ever increasing local presence from our growing number of offices around the world. 


Capital Markets Brochure

Please click on the image above or here to download the brochure.
 

Contact:
enquiries@baringa.com

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